Life, Accident, & Health Review Requirements Checklists

Filings submitted with out-of-date checklists will be rejected until the new checklist accompanies them.

Notices

 

NOTICE: For plan year 2021, Issuers can access all plan year 2021 checklists on the ACA Issuer Page. The appropriate checklists must be used for all ACA compliant filings. Filings submitted with out-of-date checklists or inappropriate checklists for the product submitted will be rejected and will require resubmission. Fees are nonrefundable and not transferrable. All documents for ACA compliant filings are also listed on the ACA Issuer Page.

Accident & Health Checklists

 

NEW FOR ALL FILINGS OFFERING MENTAL HEALTH BENEFITS: The Mental Health Parity Supporting Document Template must be attached under the Supporting documentation tab of all form filings containing policy documents offer mental health benefits. Filings without this documentation will not be reviewed until it is attached under the Supporting Documentation tab of the SERFF filing..

Excess Risk/Stop Loss filings are done on an INFORMATIONAL basis

Life & Annuity Review Requirement Checklists

 

Review Requirement Checklist Word documents must be saved as PDFs prior to uploading to SERFF.

Credit Filings Checklists

Company Filings — All Lines

Viatical Settlement Review Requirement Checklists